Americas Regulatory Strategy & Response Compliance Officer#209418

Credit Suisse

New York, NY 10176

Posted 1 month ago

Job Description

We are looking for an experienced, highly motivated leader to join the Compliance organization. The CCO IB / Americas’s mission is: To keep the bank safe through effective risk management by allocating the right resources and responsibilities across LODs. To ensure high quality and efficiency in all key processes To improve client and employee experience through higher business proximity, decentralization of decision making, automation, collaboration and a strong risk culture in business and LOD2. To fulfill our mandate we need the skills, experience and engagement of our employees. Our dynamic environment also means that you have the flexibility to help us define and establish new processes and procedures, start or expand a business and shape our company for the future. We offer a fast-paced, collaborative and diverse work environment that will support innovation, creativity and entrepreneurial ideas. This individual will be responsible for leading Regulatory and Audit Response Management, which includes the following: Establish best practices and standards for regulatory and audit engagement to improve our efficiency and performance Provide guidance on regulatory matters and continually improve our practice to identify, assess, control, and monitor regulatory communication Strengthen the operating model and coordination with SMEs, Internal Audit, Regulatory Affairs/Regulatory Relationship Managers, and Regulatory Change teams Define and manage regulatory communications strategy Work with SMEs to Identify mitigating facts and circumstances (as applicable) to address issues identified during examinations or other engagements, Prepare substantive written responses to regulatory requests and examination reports. Coordinate regulatory and audit responses/results to ensure accuracy/relevance of content and timeliness of response. Coordinate results and responses across multiple key partners on behalf of the CCO IB Proactively navigate the audit and exam process in defining scope, timing, guidance on responding to requests to ensure relevant content Maintain our centralized platform for tracking, reporting and storing relevant content on our all engagements Work with Regulatory Change groups to understand impacts of policy and regulation changes Analyze and summarize information/documentation at a strategic level to deliver management information for Senior Management, Regulators, BoD and management committee updates Your future colleagues The CCO IB/Americas function is responsible for exercising independent oversight and control over the compliance and regulatory risks relating to the IB division, the IB material legal entities, and Compliance coverage for Corporate Center. The team monitors IB’s business activity compliance with applicable rules and regulations based on regular and ad-hoc compliance risk assessments, monitoring, and testing in order to identify and mitigate compliance and regulatory risks and ensure the business operates within defined regulatory risk appetite. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values We are looking for applicants with an equivalent experience of minimum of 8 years with a leading consulting firm within financial services or an international investment bank along with detailed understanding of the 2nd line of defense function, monitoring business activities to ensure compliance with applicable rules and regulations. * Experience delivering risk and compliance pivotal initiatives and/or large scale regulatory remediation initiatives, managing regulatory relations, exams, and/or correspondence * Experience with senior management reporting and the use of various reporting tools * Excellent relationship management skills, ability to work in a matrix environment and lead others that are not direct reports. * Excellent communication skills, written and oral, with all levels of the organization. * Experience managing processes, detail oriented, with proven ability to question and find opportunities for process improvements. * Analytics, solution oriented, problem solver. * Ability to manage multiple, concurrent priorities. * Dedication to fostering an inclusive culture and value varied perspectives. **Job:** **Legal & Compliance* **Title:** *Americas Regulatory Strategy & Response Compliance Officer#209418* **Location:** *NY-New York* **Requisition ID:** *209418*



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