Senior Internal Auditor

GAIN Capital • Bedminster, NJ 07921

Posted 2 weeks ago

Job Description

Role Summary:

Reporting to the Director Internal Audit, the primary purpose of the role is to undertake a range of internal audit reviews (from initial planning through to draft report) as part of the overall delivery of the Annual Internal Audit Plan as well as SOX walkthroughs and testing. Additionally, the Senior Internal Auditor may be required to assist with the ongoing development of the Internal Audit function and the production of key management information.

Key Responsibilities:

* For each assigned audit review:

* Planning and fact finding

* Risk and control identification and evaluation

* Agreeing the scope of Internal Audit Reviews

* Developing testing strategies and creation / updating of audit programs

* Performing and documenting the audit testing and working papers with appropriate supporting evidence

* Documenting the record of findings

* Preparing the draft audit report to document findings with observations and recommendations

* SOX testing (planning, risk assessment, walkthroughs, testing)

* Ability to work independently

* Additional responsibilities include the following:

* Developing and maintaining strong working relationships with the business

* Participating in any special projects / investigations / ad-hoc assignments as required

* Contributing to the ongoing development of the department and its methodologies / processes

* Assisting with audit issue tracking and follow-up

Skills, Knowledge & Experience Required:

* Required:

* Educated to degree standard or equivalent

* At least five years internal / external audit experience (preferably a mix)

* Good working knowledge of SOX

* Good working knowledge of internal audit methodology, internal audit best practice and professional standards

* Good working knowledge of Microsoft Office applications Word, Excel, PowerPoint, Outlook, Visio

* The ability to gather, analyse and evaluate facts, and present concise oral presentations and written reports

* Ability to interact with Executives

* Relevant professional qualification (e.g. CPA / CA / CIA)

* Audit experience with a public accounting firm

* Desirable:

* Additional audit or industry related qualifications e.g. CISA / QiCA

* Audit experience within the financial services industry

WE NOTE THAT THE ABOVE JOB POSTING IS NOT INTENDED TO BE A COMPREHENSIVE JOB DESCRIPTION. IT IS A BRIEF SUMMARY OF THE SALIENT FEATURES OF THE POSITION OFFERED. A COMPREHENSIVE JOB DESCRIPTION WILL BE PROVIDED SHOULD THE CANDIDATE RECEIVE A JOB OFFER FROM THE COMPANY.

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